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Lisa C Phillips

Morgan Stanley

Binghamton, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-27
TX RA APPROVED 2020-04-01
CT RA APPROVED 2019-11-11
  • NY RA
    APPROVED
    Since 2021-04-27
  • TX RA
    APPROVED
    Since 2020-04-01
  • CT RA
    APPROVED
    Since 2019-11-11

Branch Locations

50 Front Street, Binghamton, NY 13905 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Binghamton NY 09/2013 Present
Previous Registrations
Other Businesses

GAS LEASE ON PROPERTY IN NEW MILFORD, PA; NOT INVESTMENT RELATED; SOLE OWNER; START DATE = 01/03/2012; MINIMAL TIME DEVOTED PER MONTH; NOT DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-11
S63 Uniform Securities Agent State Law Examination 2001-05-30
  • S66 Uniform Combined State Law Examination
    2019-11-11
  • S63 Uniform Securities Agent State Law Examination
    2001-05-30
Other Names
  • Lisa Catherine Anderson

View on SEC IAPD

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