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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-08-05
SC RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2013-08-05
  • SC RA
    APPROVED
    Since 2013-02-13

Branch Locations

360 Concord Street Suite 210, Charleston, SC 29401 • United States

Charleston, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Charleston SC 02/2013 Present
Previous Registrations
  • 2009-02-03 → 2013-02-13
    Morgan Keegan & Company, Llc
    Charleston, SC
  • 2006-02-21 → 2009-02-19
    New York, NY
  • 1999-03-05 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Charleston, SC
Other Businesses

(1) Name of Business: Address: 2149 Macerate Loop, Myrtle Beach, SC, 29579, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 07/07/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We are Partners and invested in real estate together as a second home for me and primary for Eric. There will be transfers monthly between our individual accounts and jt account to cover monthly living expenses (2) Name of Business: American College of the Building Arts Address: 649 Meeting street, Charleston, SC, 29403, United States Activity Type: Non-profit Position/Title: Board Member, Director, Committee Member Investment Related: Yes Start Date: 03/31/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee member of the College's Board of Trustee to set direction, provide oversight, ensure adequate funding recourses. Will serve on several committees. finance and fundraising and strategic development (3) Name of Business: Central ave LLC Address: 72 Halsey Blvd., Charleston , SC, 29401, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 03/31/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Manage Family Property (4) Name of Business: Charleston Jewish Federation Address: 176 Croghan Spur Rd unit 100, Charleston, SC, 29407, United States Activity Type: Non profit Position/Title: Committee Member Investment Related: Yes Start Date: 12/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sitting on the Finance committee as a non board member (5) Name of Business: Gibbes Museum of Art Address: 135 Meeting street, Charleston, SC, 29401, United States Activity Type: Charleston Position/Title: Other, Board Member, Executive Member, Committee Member Investment Related: Yes Start Date: 06/30/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board of Trustee Member. Ambassador to the museum and committee work to promote the museum. Also serve on Legacy Endowment Committee, HR Committee Chair and Capital Campaign Committee. I am the immediate Past Chair of the Board effective 7/1/25-6/30/27 (6) Name of Business: Hebrew Orphan Society Address: Synagogues in community, Charleston, SC, 29401, United States Activity Type: Non-profit Position/Title: Committee Member Investment Related: No Start Date: 10/31/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee/Successor Trustee. trustee of a 36 Member Board to make scholarships. Serve on Finance-Investment-Endowment and Scholarship Committees. Help procure endowments or legacy gifts for their foundation and issue scholarships (7) Name of Business: Seymour Lynch LLC Address: 1 King street, unit 104, Charleston, SC, 29401, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 11/05/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manage family real estate holdings

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-04-01
S63 Uniform Securities Agent State Law Examination 1986-02-19
  • S65 Uniform Investment Adviser Law Examination
    1992-04-01
  • S63 Uniform Securities Agent State Law Examination
    1986-02-19

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