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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-11 |
| FL | RA | APPROVED | 1995-10-27 |
Branch Locations
12444 Brantley Commons Ct,#101, Ft. Myers, FL 33907 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Ft Myers | FL | 10/1995 | Present |
(1) 8/6/1999: No Business Name - Investment Related - At Reported Business Location(s) - Other-Corp, insurance sales, DBA - Samuel S. Henderson Independent. (2) 2/13/2013: Henderson Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (3) 11/6/2015: Ash Brokerage Corp - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/30/2015 - 3 Hours Per Month/1 Hour During Securities Trading - Licensed agent.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-03-26 |
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