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Todd Porter Adams

LPl Financial LLC

Fort Myers, FL

CRD 1011585

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-02-04
OK RA APPROVED 2003-05-16
FL RA APPROVED 1991-08-28
  • TX RA
    APPROVED
    Since 2013-02-04
  • OK RA
    APPROVED
    Since 2003-05-16
  • FL RA
    APPROVED
    Since 1991-08-28

Branch Locations

12444 Brantley Commons Ct, Fort Myers, FL 33907-5684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Myers FL 02/1990 Present
Mills-Price & Associates, Inc. Fort Myers FL 02/1990 07/2018
  • 02/1990 → Present
    Lpl Financial Llc
    Fort Myers, FL
  • 02/1990 → 07/2018
    Mills-Price & Associates, Inc.
    Fort Myers, FL
Previous Registrations
  • 2005-03-21 → 2018-04-20
    Mills-Price & Associates, Inc.
    Fort Myers, FL
Other Businesses

(1) 08/19/2013 - DBA ONLY - MILLS-PRICE & ASSOCIATES, INC - FORT MYERS, FL

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-09-14
S65 Uniform Investment Adviser Law Examination 1994-06-17
  • S63 Uniform Securities Agent State Law Examination
    1999-09-14
  • S65 Uniform Investment Adviser Law Examination
    1994-06-17
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
AMERIPRISE FINANCIAL SERVICES, LLC
BANKERS LIFE ADVISORY SERVICES, INC.

Nearby Investors

DAVID JONATHAN MORELAND
Elizabeth Diane Scoggins
Devin Reich

Nearby Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FORT MYERS, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Fort Myers, FL
BANKERS LIFE ADVISORY SERVICES, INC. · Fort Myers, FL

More in Fort Myers, FL

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