Best Investors
Account
Sign in
Best Investors
Account
Sign in
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-10-22 |
| CA | RA | APPROVED | 2009-02-17 |
Branch Locations
16870 West Bernardo Drive Suite 150, San Diego, CA 92127 • United States
5780 Fleet Street, Suite 250, Carlsbad, CA 92008 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | San Diego | CA | 02/2009 | Present |
Nu Shoe Inc.; 8534 Siempre Viva Rd San Diego CA 92154; Board Member; 1/20/1994; 2 hours per month; not during securities trading hours; not inv related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-14 |
Reach out to this advisor