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Kirk Martin Ludwig

Westhill Financial Advisors, Inc.

San Rafael, CA

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Current Employers
Westhill Financial Advisors, Inc.

999 Fifth Ave., Suite 300, San Rafael, CA 94901 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-05
CA RA APPROVED 2010-03-11
  • TX RA
    APPROVED
    Since 2024-12-05
  • CA RA
    APPROVED
    Since 2010-03-11

Branch Locations

999 Fifth Ave., Suite 300, San Rafael, CA 94901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Westhill Financial Advisors, Inc. San Rafael CA 03/2010 Present
Previous Registrations
Other Businesses

1) Board Member & Treasurer of 55 Corte Real HOA; Began 1/1/2024; Non paid position.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-27
S63 Uniform Securities Agent State Law Examination 1996-06-14
  • S65 Uniform Investment Adviser Law Examination
    1997-02-27
  • S63 Uniform Securities Agent State Law Examination
    1996-06-14
Designations

View on SEC IAPD

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INDEPENDENT FINANCIAL GROUP, LLC
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Alexander Joel Heckmann
Peter Albert Goudy
CATHERINE B CHOI
COLIN Edward Austin WELLS
JEFFREY JAMES WELLS

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · SAN RAFAEL, CA
HCM WEALTH · SAN RAFAEL, CA
O'DONNELL FINANCIAL SERVICES, LLC · SAN RAFAEL, CA
MADRONE INVESTMENT ADVISORY, LLC · SAN RAFAEL, CA
FIDUCIARY FINANCIAL GROUP, LLC · SAN RAFAEL, CA
MORGAN STANLEY · SAN RAFAEL, CA
INDEPENDENT FINANCIAL GROUP, LLC · San Rafael, CA
EDWARD JONES · San Rafael, CA

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