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Houston, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-06-15 |
Branch Locations
3700 Buffalo Speedway Suite 420, Houston, TX 77098 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cycomp Inc | Houston | TX | 12/1978 | Present |
| Huber, Cardono, Moring & Richter, Lp | Houston | TX | 09/1996 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 01/2007 | Present |
1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2)POTTER COUNTY SILICA MANAGEMENT, LLC, 3700 BUFFALO SPEEDWAY STE 420, HOUSTON, TX 77098. BEGAN 9/1/07 AS MEMBER/GENERAL PARTNER. DEVOTES 0 HRS DURING TRADE. 3) HCM MANAGEMENT, INC. 3700 BUFFALO SPEEDWAY, STE 420 HOUSTON, TX 77098. BEGAN 7/20/1996 AS TRASURER IN CHARGE OF TREASURY FUNCTIONS FOR HCM MANAGEMENT, ICN, WHO IS THE GENERAL PARTNER OF HUBER, CARDONNO, MORING, & RICHTER, LP. NOT INVESTMENT RELATED. DEVOTES 1 HR/WK. 1 HR/TRADING. 4)silica city lp, silica city management, llc, 5411 grape, houston, tx, 1/2005 as managing member of GP and accounting manager of silica sand facility. nir - 5 hr/mo - 0/trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-01 |
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