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Gerardo Arturo Chapa

Gfs Advisors LLC

Houston, TX

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Current Employers
Gfs Advisors Llc

1330 Post Oak Blvd., Suite 2100, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-05-30
  • TX RA
    APPROVED
    Since 2007-05-30

Branch Locations

1330 Post Oak Blvd., Suite 2100, Houston, TX 77056 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Global Financial Services, L.L.C. Houston TX 07/1994 Present
Gfs Advisors Llc Houston TX 05/2007 Present
  • 07/1994 → Present
    Global Financial Services, L.L.C.
    Houston, TX
  • 05/2007 → Present
    Houston, TX
Previous Registrations
  • 1994-07-12 → 2008-08-05
    Global Financial Services, L.L.C.
    Houston, TX
    Houston, TX
Other Businesses

GFS ADVISORS LLC, INVESTMENT RELATED, ADDRESS: 1330 POST OAK BLVD., SUITE 2100, HOUSTON, TX 77056, TITLE: INVESTMENT ADVISORY REPRESENTATIVE, START DATE 5/22/2007, APPROX HRS 20/WEEK SPENT MANAGING ADVISORY ACCOUNTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-02-21
  • S63 Uniform Securities Agent State Law Examination
    1986-02-21

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