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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-12 |
| NJ | RA | APPROVED | 2020-12-04 |
| TX | RA | APPROVED_RES | 2020-12-04 |
Branch Locations
530 5Th Ave 10Th Floor, New York, NY 10036 • United States
White Plains, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 08/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | 12/2020 |
| Ameriprise Financial Services, Llc | New York | NY | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-20 |
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