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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-30 |
| MD | RA | APPROVED | 2017-07-21 |
Branch Locations
30 West Patrick Street Suite 700, Frederick, MD 21701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets , Llc | Cumberland | MD | 06/2009 | 07/2017 |
| Morgan Stanley Smith Barney Llc | Frederick | MD | 07/2017 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 08/2017 | Present |
*411403 - Larkin Dental Health LLC; Investment related - Yes; Hagerstown, Maryland; Hospital/Healthcare; Partner (proprietor, partner, officer, director, employee, trustee, agent); 09/2020; During business hours: 0; After business hours: 4; Administrative *580522- ReBob Holdings LLC; Investment related: Yes; Hagerstown, Maryland; Real Estate; Member of LLC (proprietor, partner, officer, director, employee, trustee, agent); 12/2023; During business hours: 0; After business hours: 2; Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-30 |
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