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Steve Rother Weers

LPl Financial LLC

Peoria, IL

CRD 1449359

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2010-06-25
  • IL RA
    APPROVED
    Since 2010-06-25

Branch Locations

6035 Knoxville Ave #201A, Peoria, IL 61614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Peoria IL 10/2009 Present
Other Businesses

1. 10/08/2009 - AVIATION SPECIALISTS, INC. - NOT INVESTMENT RELATED - OTHER-BUSINESS OWNER - 30% OF TIME - OWNER OF AVIATION SERVICE COMPANY WHICH OFFERS AIR CHARTER, AIRCRAFT MGMT, FLIGHT INSTRUCTION, AND AERIAL PHOTGRAPHY. 2. 1/8/2019 - THBB, LLC - Investment Related - No Address - Real Estate Rental - Started 12/10/2018 - 1 Hours Per Month/0 Hours During Securities Trading - Raw land in the country and there is no address. 3. 07/06/2022 - Kress Corporation - Not Investment Related - Greater Peoria Airport-Peoria, IL - Outside/W-2 Employment - Aircraft Pilot Crewmember - Start Date: 07/01/2022 - 5 Hours Per Month/2 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-24
S63 Uniform Securities Agent State Law Examination 1986-06-02
  • S66 Uniform Combined State Law Examination
    2010-06-24
  • S63 Uniform Securities Agent State Law Examination
    1986-06-02

View on SEC IAPD

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