David Lawrence Murphy

Current Employers

Employment History

• 07/2000 → 07/2017
  Td Bank, N.A.
  Boston, MA
• 09/2012 → 07/2017
  Td Private Client Wealth Llc
  Boston, MA
• 07/2017 → 01/2019
  Boston Private Wealth Llc
  Boston, MA
• 06/2020 → 04/2022
  People United Advisors
  Boston, MA
• 02/2019 → 05/2020
  Self Employed
  Charlestown, MA
• 03/2025 → Present
  Osaic
  East Hartford, CT
• 04/2022 → 03/2025
  Self Employed
  Charlestown, MA

Previous Registrations

• 2020-08-18 → 2022-04-19
  People'S United Advisors, Inc.
  Boston, MA
• 2017-07-31 → 2019-01-02
  Svb Wealth
  Boston, MA
• 2013-04-16 → 2017-07-26
  Td Private Client Wealth Llc
  New York, NY
  Boston, MA
  Boston, MA

Other Businesses

1. DLCMC LLC - MANAGER. The LLC was registered in March 2014 in Florida. This is to manage the rental of the property and to provide maintenance for personal use. This is a single-purpose Limited Liability Company, registered in the state of Florida. My wife, Elizabeth, is the owner. I am listed as the manager. Addresses: There is a Condo at 7005 River Hammock Drive in Bradenton, FL 34212. We rent the real estate and use a local property manager to handle the day-to-day. It occupies about 1 -2 hours a month of my time; 0 hours during securities trading hours. 2. BK CAPITAL POSITION: Executive Managing Director, Business Development and Strategy NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/31/2025 ADDRESS: 95 Leggett Street, East Hartford CT 05108 DESCRIPTION: Provide strategic advice to the principals of BK Capital as well as assist with business development and client retention. 3. ICE HOCKEY OFFICIAL POSITION: referee NATURE: Referee Ice Hockey as a independent contractor from youth to college INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/11/2025 ADDRESS: 19 Sheppards Landing, Woodstock CT 06281, United States DESCRIPTION: referee Ice hockey 4. MEMORIAL DAY FLOWERS FOUNDATION POSITION: Board Member NATURE: Remembering fallen veterans at Arlington and other Veterans Cemeteries in the United States and Abroad INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/11/2025 ADDRESS: 310 S. Twin Oaks Valley Road, San Marcos CA 92078, United States DESCRIPTION: Board Member - meet quarterly - and on a irregular basis in between

Exams

• S66 Uniform Combined State Law Examination
  2013-03-16
• S63 Uniform Securities Agent State Law Examination
  1994-04-13