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Jacqueline A Ferguson

Osaic Wealth, Inc.

Durham, CT

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-10-31
  • CT RA
    APPROVED
    Since 2024-10-31

Branch Locations

360 Main St Suite E, Durham, CT 06422 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Td Bank N.A. Springfield MA 03/2020 05/2024
Td Bank Gardner MA 11/2016 03/2020
Td Bank Orange MA 08/2016 11/2016
Td Private Client Wealth Llc Springfield MA 03/2020 05/2024
Ragnarok Tattoo Company, Inc Athol MA 03/2023 Present
Osaic Wealth, Inc. Durham CT 09/2024 Present
  • 03/2020 → 05/2024
    Td Bank N.A.
    Springfield, MA
  • 11/2016 → 03/2020
    Td Bank
    Gardner, MA
  • 08/2016 → 11/2016
    Td Bank
    Orange, MA
  • 03/2020 → 05/2024
    Springfield, MA
  • 03/2023 → Present
    Ragnarok Tattoo Company, Inc
    Athol, MA
  • 09/2024 → Present
    Durham, CT
Previous Registrations
  • 2020-08-11 → 2024-06-11
    Gardner, MA
    Mount Laurel, NJ
    Springfield, MA
    Manchester, NH
    Hartford, CT
    Springfield, MA
    Springfield, MA
Other Businesses

1.) Name of Entity: 51 Lombard Ave, Athol, MA and 78 Packard Road, Orange, MA 2.) Address of Entity: 51 Lombard Ave, Athol, MA and 78 Packard Road, Orange, MA 3.) Type of Business: Rental property 4.) Position: Landlord 5.) Duties/Responsibilities: Owner of properties 6.) Compensation received: $0 7.) Is this Outside Business Activity investment related? No 8.) Approximate amount of time devoted on a monthly basis: 0 9.) Approximate amount of time devoted during normal trading hours: 0 10.) Date of Initial involvement with organization: 12/01/2017 11.) To the best of your knowledge, is there any current or prospective business relationship between the entity and TDPCW? No

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-06-25
S65 Uniform Investment Adviser Law Examination 2020-07-30
  • S63 Uniform Securities Agent State Law Examination
    2026-06-25
  • S65 Uniform Investment Adviser Law Examination
    2020-07-30
Other Names
  • Jacqueline A Brown
  • Jacqui Ferguson

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