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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-10-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | Springfield | MA | 03/2020 | 05/2024 |
| Td Bank | Gardner | MA | 11/2016 | 03/2020 |
| Td Bank | Orange | MA | 08/2016 | 11/2016 |
| Td Private Client Wealth Llc | Springfield | MA | 03/2020 | 05/2024 |
| Ragnarok Tattoo Company, Inc | Athol | MA | 03/2023 | Present |
| Osaic Wealth, Inc. | Durham | CT | 09/2024 | Present |
1.) Name of Entity: 51 Lombard Ave, Athol, MA and 78 Packard Road, Orange, MA 2.) Address of Entity: 51 Lombard Ave, Athol, MA and 78 Packard Road, Orange, MA 3.) Type of Business: Rental property 4.) Position: Landlord 5.) Duties/Responsibilities: Owner of properties 6.) Compensation received: $0 7.) Is this Outside Business Activity investment related? No 8.) Approximate amount of time devoted on a monthly basis: 0 9.) Approximate amount of time devoted during normal trading hours: 0 10.) Date of Initial involvement with organization: 12/01/2017 11.) To the best of your knowledge, is there any current or prospective business relationship between the entity and TDPCW? No
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-06-25 |
| S65 | Uniform Investment Adviser Law Examination | 2020-07-30 |
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