Ronald Phillip Gallant

Current Employers

Employment History

• 07/2013 → 01/2019
  Td Private Client Wealth Llc
  Hartford, CT
• 07/2013 → 01/2019
  Td Bank, N.A.
  Hartford, CT
• 10/2019 → 08/2020
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2019 → 07/2020
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 01/2019 → 10/2019
  Unemployment
  West Hartford, CT
• 08/2020 → Present
  Sagepoint Financial Inc
  East Hartford, CT
• 09/2023 → Present
  Osaic Wealth, Inc.
  East Hartford, CT

Previous Registrations

• 2020-08-03 → 2023-09-01
  Osaic Services, Inc.
  East Hartford, CT
• 2019-10-16 → 2020-08-18
  Cambridge Investment Research Advisors, Inc.
  West Hartford, CT
• 2013-07-31 → 2019-01-09
  Td Private Client Wealth Llc
  Hartford, CT
  Wilton, CT
• 2010-06-29 → 2013-08-06
  Morgan Stanley
  Hartford, CT

Other Businesses

1. REALTY EXCLUSIVE POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2020 ADDRESS: 819 straits turnpike, Middlebury CT 06762, United States DESCRIPTION: Member of the LLC and sit on monthly meetings 2. EXCLUSIVE HOME BUYERS LLC POSITION: Owner- partner NATURE: LLC real estate purchase. Then fix and sell or fix and hold. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 08/03/2009 ADDRESS: 7 Fairwood Farms Dr, West Hartford CT 06107, United States DESCRIPTION: Look at houses and talk with owners. Agree on price and purchase the properties. Buy 1-2 a year.

Exams

• S66 Uniform Combined State Law Examination
  2013-09-20
• S63 Uniform Securities Agent State Law Examination
  1998-02-25

Other Names

• Ronald Phillip Gallant
• Ronald P. Gallant
• Ron Gallant
• Ronald Gallant