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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-05 |
| KS | RA | APPROVED | 1999-08-04 |
Branch Locations
601 S Kansas Ave, Topeka, KS 66603-3803 • United States
Maple Hill, KS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Overland Park | KS | 05/1999 | 03/2020 |
| Ameriprise Financial Services, Llc | Topeka | KS | 03/2020 | Present |
Real Estate Ownership; Lot/Land; 76 Keene RD Maple Hill KS, ,; Not Investment-Related; 09/11/2014. Business Ownership; TMO Inc; As sole individual in the s-corp, run daily activities including paying business expenses and record keeping.; Entity arrangement for simplicity of expense payment/recordkeeping.; 601 S Kansas Ave Topeka, KS 66603, ,; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours / HWO LLC; managing partner; Simply an expense sharing arrangement for simplicity of expense payment/recordkeeping.; 601 S. Kansas Ave.Topeka, KS 66603, ,; Not Investment-Related; 10/01/2018; 0 hours per month; 0 during trading hours / HASO-TMO LLC; Assist the president in managing real estate property.; Entity to hold real estate property.; 28067 Keene Eskridge RdMaple, KS 66507, ,; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; USD 329; basketball coach - coaching 6,7,and 8 grade basketball; coaching basketball; E 9th Street, , Alma, KS, 66401; Not Investment-Related; 12/13/2022; 40 to 59 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-07-30 |
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