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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-05
KS RA APPROVED 1999-08-04
  • TX RA
    APPROVED_RES
    Since 2006-10-05
  • KS RA
    APPROVED
    Since 1999-08-04

Branch Locations

601 S Kansas Ave, Topeka, KS 66603-3803 • United States

Maple Hill, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Overland Park KS 05/1999 03/2020
Ameriprise Financial Services, Llc Topeka KS 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; 76 Keene RD Maple Hill KS, ,; Not Investment-Related; 09/11/2014. Business Ownership; TMO Inc; As sole individual in the s-corp, run daily activities including paying business expenses and record keeping.; Entity arrangement for simplicity of expense payment/recordkeeping.; 601 S Kansas Ave Topeka, KS 66603, ,; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours / HWO LLC; managing partner; Simply an expense sharing arrangement for simplicity of expense payment/recordkeeping.; 601 S. Kansas Ave.Topeka, KS 66603, ,; Not Investment-Related; 10/01/2018; 0 hours per month; 0 during trading hours / HASO-TMO LLC; Assist the president in managing real estate property.; Entity to hold real estate property.; 28067 Keene Eskridge RdMaple, KS 66507, ,; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; USD 329; basketball coach - coaching 6,7,and 8 grade basketball; coaching basketball; E 9th Street, , Alma, KS, 66401; Not Investment-Related; 12/13/2022; 40 to 59 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-07-30
  • S66 Uniform Combined State Law Examination
    1999-07-30
Other Names
  • Todd Michael Orton
  • Todd Orton

View on SEC IAPD

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