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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-31
FL RA APPROVED 2018-11-14
TN RA APPROVED 2005-07-29
  • TX RA
    APPROVED_RES
    Since 2025-07-31
  • FL RA
    APPROVED
    Since 2018-11-14
  • TN RA
    APPROVED
    Since 2005-07-29

Branch Locations

1600 West End Ave, Suite 1100, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird Nashville TN 07/2005 Present
  • 07/2005 → Present
    Robert W. Baird
    Nashville, TN
Previous Registrations
  • 2002-12-16 → 2005-08-05
    Morgan Stanley Dw Inc.
    Nashville, TN
Other Businesses

1 Name: 100 Club of Nashville; Investment-Related; Address: P.O. Box 190248, Nashville, TN 37219; Nature: Charitable; Role: Board Member; Start Date: 2005; Appx hrs/month: 4 hours / month; Hrs during trading: minimal; Duties: Meetings-I hold the entities assets at Baird and receive investment direction from the investment committee 2 Name: Nashville Dolphins; Not investment-related; Address: 95 White Bridge Road,Suite 221, Nashville, TN 37205; Nature: Non-profit; Role: Board Member; Start Date: 2018; Appx hrs: 2 hrs. per quarter ; Hrs during trading: 0; Duties: serve on board-Possibly help with fundraising Name/Address: Hopkinsville Associates Country Club Lane Hopkinsville KY 42240 Start Date: 6/1/82 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Rental Property Owner Non Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-07
S63 Uniform Securities Agent State Law Examination 1986-03-05
  • S65 Uniform Investment Adviser Law Examination
    1994-03-07
  • S63 Uniform Securities Agent State Law Examination
    1986-03-05

View on SEC IAPD

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