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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2016-11-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Richmond | KY | 09/2009 | Present |
(1) 03/17/2010: Roberts Insurance and Investments - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) - 50% Time Spent (2) 03/17/2010: R. J. Roberts Inc/Roberts Insurance - Non-Variable Insurance - INV REL - At Reported Business Location(s) - 50% Time Spent (3) 03/17/2010: Roberts Insurance and Investments - Non-Variable Insurance - INV REL - At Reported Business Location(s) - 50% Time Spent (4) 10/4/2018 - Crawfish Investments, LLC - Investment Related - 527 West Main Street, Richmond, KY 40475 - Real Estate Rental - Started 02/27/2002 - 1 Hour Per Month/0 Hours During Securities Trading. (5) 10/22/2018 - Crawfish, Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 02/18/2002 - 0 Hours Per Month - This is a registered corporation with the State of Kentucky, for which we pay a $10 annual fee. The corporation holds no assets, and there is no flow through of money. The corporation is not used for any insurance or investment business.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-11-22 |
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