Robert Joseph Roberts

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Llc
  Richmond, KY

Other Businesses

(1) 03/17/2010: Roberts Insurance and Investments - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) - 50% Time Spent (2) 03/17/2010: R. J. Roberts Inc/Roberts Insurance - Non-Variable Insurance - INV REL - At Reported Business Location(s) - 50% Time Spent (3) 03/17/2010: Roberts Insurance and Investments - Non-Variable Insurance - INV REL - At Reported Business Location(s) - 50% Time Spent (4) 10/4/2018 - Crawfish Investments, LLC - Investment Related - 527 West Main Street, Richmond, KY 40475 - Real Estate Rental - Started 02/27/2002 - 1 Hour Per Month/0 Hours During Securities Trading. (5) 10/22/2018 - Crawfish, Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 02/18/2002 - 0 Hours Per Month - This is a registered corporation with the State of Kentucky, for which we pay a $10 annual fee. The corporation holds no assets, and there is no flow through of money. The corporation is not used for any insurance or investment business.

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-11-22

Other Names

• Bob Roberts