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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2016-10-28 |
Branch Locations
527 W. Main Street, Richmond, KY 40475 • United States
Lexington, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Richmond | KY | 09/2009 | Present |
1. 3/17/2010: Roberts Insurance and Investments - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 50%. 2. 3/17/2010: Roberts Insurance and Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 50%. 3. 3/17/2010: R.J. Roberts Inc/ Roberts Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 50%.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-11-18 |
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