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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2016-10-28
KY RA APPROVED 2016-09-06
  • DC RA
    APPROVED
    Since 2016-10-28
  • KY RA
    APPROVED
    Since 2016-09-06

Branch Locations

102 East Main Street, Richmond, KY 40475 • United States

4055 Executive Park Dr, Cincinnati, OH 45241 • United States

Richmond, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Richmond KY 06/2016 Present
Thrivent Financial Appleton WI 07/2016 11/2016
Thrivent Financial Appleton WI 11/2016 Present
  • 06/2016 → Present
    Richmond, KY
  • 07/2016 → 11/2016
    Thrivent Financial
    Appleton, WI
  • 11/2016 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

HABITAT FOR HUMANITY- MADISON AND CLARK COUNTIES POSITION: Board Member NATURE: Habitat for Humanity is a non-profit that seeks to build homes, hope, and community for local residents with a defined need. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2021 ADDRESS: 1417 E. Main St., Richmond KY 40475, United States DESCRIPTION: I serve on the Habitat for Humanity Board as a member at large. I am also part of the finance committee, which is charged with reviewing financial reports and overseeing the financial affairs of the organization. I understand that I am unable to make recommendations or participate in votes specific to investment related topics. LEADERSHIP MADISON COUNTY POSITION: Secretary NATURE: LMC is a program designed to develop the leadership potential existing in our community. It brings together individuals with diverse backgrounds and experiences, who have demonstrated talent and commitment for leadership. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/05/2023 ADDRESS: PO Box 311, Richmond KY 40476, United States DESCRIPTION: I am responsible for keeping meeting minutes and participating in executive board meetings/guidance of the organization.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-02
  • S66 Uniform Combined State Law Examination
    2016-09-02
Other Names
  • Kloha Ann Rachel

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