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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-08-16 |
| TX | RA | APPROVED | 2024-08-15 |
Branch Locations
201 Lackawanna Ave Suite 103, Scranton, PA 18503 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilkes-Barre | PA | 07/1993 | 08/2019 |
| Bank Of America, N.A. | Scranton | PA | 06/2011 | 08/2019 |
| Wells Fargo Clearing Services Llc | Scranton | PA | 08/2019 | 08/2024 |
| Wells Fargo Advisors Financial Network, Llc | Scranton | PA | 08/2024 | Present |
SUNSET VIEW FARM HERITAGE, LLC, INVT RELATED, CANADENSIS, PA, 100% OWNERSHIP WITH SPOUSE, START DATE 3/1/2020, 1 HR PER MONTH, 1 HR DURING TRADING, NO DUTIES.; 1856 CAPITAL PARTNERS LLC, INV RELATED, SCRANTON, PA, 40% OWNERSHIP, START 3/8/2024, 170 HOURS A MONTH, 170 HOURS DURING TRADING, FINET PRACTICE; CO-TRUSTEE FOR UNCLE'S TRUST, INV RELATED, SCRANTON, PA, START: 5/5/2020, 1 HOUR A MONTH, 1 HOUR DURING TRADING.; POWER OF ATTORNEY FOR UNCLE, INV RELATED, SCRANTON, PA, START: 5/5/2020, 1 HOUR A MONTH, 1 HOUR DURING TRADING.; CO-TRUSTEE FOR AUNT'S FAMILY TRUST, INV RELATED, SCRANTON, PA, START: 5/20/2020, 1 HOUR A MONTH, 1 HOUR DURING TRADING. AMWDK LLC; INV RELATED; MOOSIC,PA; RENTAL PROPS;50% OWNERSHIP; START DATE: 01/14/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-18 |
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