Best Investors Account Sign in

Arnold Kei Honda

Osaic Wealth, Inc.

Honolulu, HI

Claim This Profile
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-11-28
HI RA APPROVED 2017-03-17
  • CA RA
    APPROVED
    Since 2018-11-28
  • HI RA
    APPROVED
    Since 2017-03-17

Branch Locations

1163 S. Beretania Street, Honolulu, HI 96814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Honolulu HI 05/2016 03/2017
Osaic Wealth, Inc. Honolulu HI 03/2017 Present
  • 05/2016 → 03/2017
    Signator Investors, Inc.
    Honolulu, HI
  • 03/2017 → Present
    Honolulu, HI
Previous Registrations
  • 2016-05-13 → 2017-03-17
    Signator Investors, Inc.
    Honolulu, HI
    Honolulu, HI
  • 2009-09-04 → 2016-05-13
    Honolulu, HI
  • 2006-01-03 → 2009-09-04
    Transamerica Financial Advisors, Inc.
    Honolulu, HI
    Honolulu, HI
Other Businesses

1) ARNOLD K. HONDA, JD & ASSOCIATES, INC. POSITION: Agent NATURE: S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2010 ADDRESS: 1163 S. Beretania Street, Honolulu HI 96814, United States; DESCRIPTION: Sales & Service of Fixed Life insurance, and Health Insurance Policies.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-19
S63 Uniform Securities Agent State Law Examination 1993-12-04
  • S65 Uniform Investment Adviser Law Examination
    2005-12-19
  • S63 Uniform Securities Agent State Law Examination
    1993-12-04

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Honolulu, HI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor