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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-11-25 |
| CO | RA | APPROVED | 2006-08-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Comp | Springfield | MA | 06/1991 | Present |
| Mml Investors Services | Denver | CO | 07/1991 | Present |
(1)NAME: BYRON RAYBURN INV REL: Y ADD: 810 E 19TH AVE, DENVER, CO 80218 NATURE: NONMMLIA - INDIVIDUAL LIFE POSITION: SALES START DATE: 1/1/2000 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 (2)NAME: BYRON RAYBURN INV REL: Y ADD: 810 E 19TH AVE, DENVER, CO 80218 NATURE: RENTAL PROPERTY POSITION: OWNER START DATE: 5/2/2011 NO. HR/MO: 65 NO. HR/MO DURING SEC TRADING: 35 DESCRIBE DUTIES: MANAGEMENT (3)NAME: RAYBURN & ASSOCIATES, INC INV REL: Y ADD: 818 E 19TH AVE, DENVER, CO 80218 NATURE: TPA/PENSION SERVICES POSITION: OWNER START DATE: 1/1/1985 NO. HR/MO: 60 NO. HR/MO DURING SEC TRADING: 30 DESCRIBE DUTIES: PREPARATION OF FORM 5500 AND OTHER RELATED FORMS. CONSULT AS TO COMPLIANCE REQUIREMENTS RELATED TO QUALIFIED PLANS (4)NAME: RAYBURN & ASSOCIATES INC INV REL: Y ADD: 810 E 19TH AVE, DENVER, CO 80218 NATURE: CPA/TAX PREPARATION POSITION: OWNER START DATE: 1/1/1985 NO. HR/MO: 60 NO. HR/MO DURING SEC TRADING: 20 DESCRIBE DUTIES: PREPARATION OF TAX FORMS, PREPARATION OF DOCUMENTATION TO PROVIDE TO OTHER CPAS, TAX CONSULTING (5)NAME: RAYBURN & ASSOCIATES, INC INV REL: Y ADD: 810 E. 19TH AVENUE DENVER, CO. 80218 NATURE: CONSULTING SERVICES POSITION: OWNERSHIP START DATE: 1/1/1985 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 5 (6)NAME: BAJA BILLY IMPORTERS, LLC INV REL: N ADD: NATURE: OTHER - IMPORTING A BRAND OF TEQUILA, SELL TO WHOLESALERS POSITION: OWNERSHIP START DATE: 05/04/2019 No. HR/MO: 20. No. HR/MO DURING SEC TRADING: 2.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-04-10 |
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