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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-10-22 |
| IL | RA | APPROVED | 2001-06-14 |
Branch Locations
263 Shuman Blvd. Suite 130, Naperville, IL 60563 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Co., Inc. | Geneva | IL | 06/2001 | Present |
1. GUITAR CHIEF; SOLE PROPRIETOR; AQUIRING/REFURBISHING AND SELLING MUSICAL INSTRUMENTS; 2 HOURS PER DAY; NOT DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-03 |
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