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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2017-07-24 |
| TX | RA | APPROVED_RES | 2017-07-18 |
| OK | RA | APPROVED | 2017-07-13 |
Branch Locations
3220 Old Greenwood Rd, Fort Smith, AR 72903 • United States
Tuttle, OK • United States
4811 Gaillardia Pkwy, Oklahoma City, OK 73142 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Oklahoma City | OK | 06/2009 | 06/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tulsa | OK | 06/2017 | Present |
I*107077 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CONTINENTAL RESOURCES INVESTMENT RELATED: N ADDRESS OF BUSINESS: OKLAHOMA CITY, OKLAHOMA 73102 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: RECIPIENT OF OIL ROYALTIES START DATE OF RELATIONSHIP: 02/01/2015 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I RECEIVE OIL ROYALTIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-14 |
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