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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-17 |
| NJ | RA | APPROVED | 2020-12-03 |
| TX | RA | APPROVED_RES | 2018-11-02 |
Branch Locations
1166 Avenue Of The Americas 21St Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 11/2013 | 11/2018 |
| Janney Montgomery Scott Llc | New York | NY | 11/2018 | Present |
Co-Op Board Member, New York, NY. Board Member (01/2024) - review building issues i.e., local 109 rule. Not investment related, not compensated, 3 hours/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-29 |
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