Marcella Ann Harkness

Current Employers

Employment History

• 12/2003 → Present
  Independent Financial Group Inc
  La Jolla, CA
• 12/2003 → Present
  Hagerty Stewart & Associates Llc
  La Jolla, CA
• 02/2010 → Present
  Capital Growth Investment Management Services
  San Diego, CA

Previous Registrations

• 2016-08-23 → 2016-12-31
  Capital Growth Investment Management Services
  San Diego, CA
• 2003-12-15 → 2005-10-21
  Independent Financial Group, Llc
  Chula Vista, CA
• 1997-12-16 → 2003-12-19
  Sentra Securities Corporation
  Chula Vista, CA

Other Businesses

(1) INSURANCE POSITION: Independent Contractor NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2003 ADDRESS: 8910 University Center Lane, Ste 150, San Diego CA 92122, United States DESCRIPTION: CA INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS. (2) CAPITAL GROWTH INC. POSITION: Agent/Representative NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/30/2010 ADDRESS: 8910 University Center Lane, Ste 150, San Diego CA 92122, United States DESCRIPTION: EMPLOYEE AT DBA CAPITAL GROWTH INC. USED FOR MARKETING PURPOSES. (3) ARBITRATOR POSITION: Independent Contractor NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2015 ADDRESS: 8910 University Center Lane, Ste 150, San Diego CA 92122, United States DESCRIPTION: INDEPENDENT CONTRACTOR AS A FINRA NON-PUBLIC ARBITRATOR, SITTING ON FINRA ARBITRATION PANELS. CAPITAL GROWTH INC. POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/30/2010 ADDRESS: 12680 High Bluff Dr, Ste 250, San Diego CA 92130, United States DESCRIPTION: (2) EMPLOYEE AT DBA CAPITAL GROWTH INC. OFFERING FINANCIAL SERVICES SINCE 2010. 98% TIME SPENT. BUSINES CONDUCTED AT OFFICE ADDRESS OF RECORD.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-11-26
• S63 Uniform Securities Agent State Law Examination
  1994-03-24

Designations

Other Names

• Macella Ann Harkness
• Marcella Ann Ruch
• Marcie Ruch