Joseph Edwin Zawistowski

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Cleveland, OH
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Cleveland, OH

Other Businesses

1. FLIGHT INSTRUCTOR, NOT INVESTMENT RELATED, NORTH ROYALTON OH. 2. C340 LLC; NOT INVESTMENT RELATED; NORTH ROYALTON OH, 100% OWNERSHIP OF AIRPLANE LEASED TO OTHER PILOTS; BEGAN 11/15/2006; 3 HOURS DEVOTED PER MONTH;NONE DURING TRADING HOURS. 3. N340HG, LLC; NOT INV. RELATED; INDEPENDENCE, OH; 20% OWNERSHIP; AVIATION ACTIVITY - AIRPLANE, HANGAR, TRAINING, FLYING; START DATE 11/1/2016; 0 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: NONE. 4. AEROTREK, NOT INV RELATED, WADSWORTH, OH, FLIGHT INSTRUCTOR, START 12/14/2019, 4 HOURS PER MONTH, ZERO DURING TRADING, FLIGHT INSTRUCTION.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-10-26
• S63 Uniform Securities Agent State Law Examination
  1986-01-13

Designations

• Chartered Financial Analyst

Other Names

• Joseph Zawistowski