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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-15 |
| OH | RA | APPROVED | 1999-05-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Cleveland | OH | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Cleveland | OH | 11/2016 | Present |
1. FLIGHT INSTRUCTOR, NOT INVESTMENT RELATED, NORTH ROYALTON OH. 2. C340 LLC; NOT INVESTMENT RELATED; NORTH ROYALTON OH, 100% OWNERSHIP OF AIRPLANE LEASED TO OTHER PILOTS; BEGAN 11/15/2006; 3 HOURS DEVOTED PER MONTH;NONE DURING TRADING HOURS. 3. N340HG, LLC; NOT INV. RELATED; INDEPENDENCE, OH; 20% OWNERSHIP; AVIATION ACTIVITY - AIRPLANE, HANGAR, TRAINING, FLYING; START DATE 11/1/2016; 0 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: NONE. 4. AEROTREK, NOT INV RELATED, WADSWORTH, OH, FLIGHT INSTRUCTOR, START 12/14/2019, 4 HOURS PER MONTH, ZERO DURING TRADING, FLIGHT INSTRUCTION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-13 |
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