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1764 Georgetown Road, Hudson, OH 44236 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-11-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western International Securities, Inc | Pasadena | CA | 12/2010 | 05/2017 |
| Ellsworth Advisors, Llc | Hudson | OH | 10/2018 | Present |
| Ellsworth Advisors, Llc | Hudson | OH | 10/2018 | Present |
| N/A | Hudson | OH | 05/2017 | 10/2018 |
05/2015-PRESENT; NIR; PUBLISHING; BASTI PUBLISHING; 40 N HAYDEN PKWY HUDSON, OH; 1/0/HRS/MO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-20 |
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