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Christopher Michael Prado

Ellsworth Advisors, LLC

Hudson, OH

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Current Employers
Ellsworth Advisors, Llc

1764 Georgetown Road, Hudson, OH 44236 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-05-07
OH RA APPROVED 2024-05-06
  • PA RA
    APPROVED
    Since 2024-05-07
  • OH RA
    APPROVED
    Since 2024-05-06

Branch Locations

1764 Georgetown Road, Hudson, OH 44236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Federated Securities Pittsburgh PA 07/1998 08/2019
Raymond James Financial Services, Inc. Hudson OH 08/2019 05/2024
Raymond James Financial Services Advisors Inc. Hudson OH 08/2019 05/2024
Wentz Financial Group Hudson OH 12/2020 05/2024
Wentz Financial Group Hudson OH 12/2020 05/2024
Ellsworth Advisors, Llc Hudson OH 05/2024 Present
  • 07/1998 → 08/2019
    Federated Securities
    Pittsburgh, PA
  • 08/2019 → 05/2024
    Raymond James Financial Services, Inc.
    Hudson, OH
  • 08/2019 → 05/2024
    Hudson, OH
  • 12/2020 → 05/2024
    Wentz Financial Group
    Hudson, OH
  • 12/2020 → 05/2024
    Wentz Financial Group
    Hudson, OH
  • 05/2024 → Present
    Hudson, OH
Previous Registrations
Other Businesses

(1)Name of Business: TC Open Charitable Foundation Website: tcopen.org Activity Type: Charitable Organization Position/Title: Founder/Chairman Other Investment Related: No Start Date: 05/1996 Hours per month devoted to this business: 1+ Hours per month devoted to this business during trading hours: 1+ Description of duties: raises funds and makes donations to existing charities that support children. (2) Name of Business: Overlook Capital Partner, LLC; Website: mainstcap.com; Activity Type: Equity investments in premier growth-oriented private companies in a select group of industries at the lower end of the middle market; Position/Title: Limited Partner; Investment Related: No; Start Date: 05/2015

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-25
S63 Uniform Securities Agent State Law Examination 1998-07-31
  • S66 Uniform Combined State Law Examination
    2005-02-25
  • S63 Uniform Securities Agent State Law Examination
    1998-07-31
Other Names
  • Christopher Prado

View on SEC IAPD

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