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Scott Perry Carter

Brookstone Capital Management LLC

Hamden, ME

Wheaton, IL

CRD 1440879

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Employer firm

Brookstone Capital Management LLC CRD 141413

$12.8B regulatory AUM 35 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2010-02-11
SC RA APPROVED 2009-10-08
ME RA APPROVED 2009-10-07
  • FL RA
    APPROVED
    Since 2010-02-11
  • SC RA
    APPROVED
    Since 2009-10-08
  • ME RA
    APPROVED
    Since 2009-10-07

Branch Locations

1088 Western Ave., Hamden, ME 04444-3222 • United States

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Security Alliance Bangor ME 01/1990 Present
  • 01/1990 → Present
    Financial Security Alliance
    Bangor, ME
Previous Registrations
  • 2006-12-05 → 2009-10-12
    Workman Securities Corporation
    Hampden, ME
    Eden Prairie, MN
    Hampden, ME
  • 2008-06-11 → 2008-10-28
    American Investment Services
    Hampden, ME
  • 2005-01-11 → 2006-01-13
    Investors Capital Corp.
    Hampden, ME
  • 2002-06-21 → 2004-12-31
    Eastern Point Advisors Inc.
    Hampden, ME
Other Businesses

1.INDEPENDENT INSURANCE AGENT/AGENT/INVESTMENT RELATED/SINCE JAN 1984/SALES OF INSURANCE/160 HOURS PER MONTH DEVOTED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-29
S63 Uniform Securities Agent State Law Examination 1985-12-17
  • S65 Uniform Investment Adviser Law Examination
    2001-01-29
  • S63 Uniform Securities Agent State Law Examination
    1985-12-17

View on SEC IAPD

Nearby Firms

OPTIVISE ADVISORY SERVICES LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
WARREN FINANCIAL, LLC

Nearby Investors

PAUL ALLAN DYER
JEFFREY PRATT RUSSELL
Caleb James Warren

Nearby Offices

OPTIVISE ADVISORY SERVICES LLC · Hampden, ME
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · HAMPDEN, ME
WARREN FINANCIAL, LLC · BANGOR, ME

More in Hamden, ME

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