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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2014-03-28
  • ME RA
    APPROVED
    Since 2014-03-28

Branch Locations

175 Exchange Street, Ste. 200, Bangor, ME 04401 • United States

16 Sunset Avenue, Hampden, ME 04444 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc Fairfield IA 03/2014 Present
Cambridge Investment Research Advisors Inc. Fairfield IA 03/2014 Present
Previous Registrations
  • 2012-04-19 → 2014-03-28
    Bangor, ME
    Bangor, ME
    Bangor, ME
  • 2011-09-20 → 2012-02-07
    People'S Securities, Inc.
    Bangor, ME
  • 2009-05-08 → 2009-10-28
    Chittenden Securities, Llc.
    Bangor, ME
    Burlington, VT
  • 2008-07-03 → 2009-06-12
    Bolton, MA
Other Businesses

1. CAMP CAPELLA, INC. BANGOR, ME. STARTED 03/2012 AS BOARD MEMBER/VP. SPENDS 3 HR/MO, NONE DURING TRADING. NON-PROFIT. 2. BANGOR HUMANE SOCIETY. BANGOR, ME. STARTED 06/2011 AS BOARD MEMBER. SPENDS 3 HR/MO, 3 HR/MO DURING TRADING. NON-PROFIT. 3. BLOOMER RUSSELL BEAUPAIN, 175 STATE STREET, BANGOR, ME. BEGAN 7/11/2014 AS ATTORNEY. NOT INVESTMENT RELATED. DEVOTES 40 HOURS/WEEK, 20 HOURS DURING TRADING. 4. THE GEORGE AND SARA STERN FOUNDATION, 79 SUMMER STREET, HAMPDEN, ME 04444 ; BEGAN 09/28/2014 ; AS BOARD MEMBER ; NOT INVESTMENT RELATED ; DEVOTES 16 HRS/YR ; NONE DURING TRADING HOURS ; NON-PROFIT. 5. Independent insurance agent, 16 SUNSET AVE, HAMPDEN, ME, 9/2015 for various independent insurance companies. INV REL - 5/MO - 3/TRADING. 6. B&R REALTY LLC, 326 STATE ST, BANGOR, ME, 10/26/2016 COMMERCIAL REAL ESTATE DEVELOPMENT, LEASING SALES, NIR - 1/MO - .5/TRADING. 7. BFT INTERNATIONAL LLC, 8205 NATURES WAY STE 219, LAKEWOOD, FL, 3/2005 AS CONSULTANT ON INTERNATIONAL AND DOMESTIC AIR SERVICE. NIR - 5/YR - 0/TRADING. 8. ORRINGTON ROD & GUN CLUB, Orrington ME 04474, 09/2021, Board member of local social non-profit, Recreational and competitive firearms range, NIR, 5 HR/MO - 0 HR/MO 9. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 10. BANGOR HUMANE SOCIETY / 693 Mt. Hope Avenue, Bangor ME 04444 / 09/01/2022 / NIR / OVERSEE GOVERNANCE COMMITTEE / 3 HR/MO - 1 HR/MO TRADING 11. RUSSELL JOHNSON BEAUPAIN, 175 Exchange Street, Suite 200, Bangor ME 04401, United States, 12/2024, Owner, Legal Services, NIR, 172 HR/MO, 140 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-07-02
S63 Uniform Securities Agent State Law Examination 2006-11-14
  • S65 Uniform Investment Adviser Law Examination
    2008-07-02
  • S63 Uniform Securities Agent State Law Examination
    2006-11-14

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