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1147 Hammond St Ste 3, Bangor, ME 04401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED_RES | 2025-06-23 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Husson University | Bangor | ME | 08/2016 | 05/2017 |
| Defense Commissary Agency | Bangor | ME | 11/2016 | 02/2019 |
| The Village Woodworker | Oxford | ME | 03/2016 | 01/2019 |
| Raymond James | Bangor | ME | 02/2019 | 09/2023 |
| Ameriprise Financial Services | Bangor | ME | 10/2023 | 12/2023 |
| Warren Financial | Bangor | ME | 12/2024 | Present |
| Avery Rock Financial, Llc Dba Warren Financial | Bangor | ME | 11/2023 | 02/2026 |
| Raymond James | Bangor | ME | 02/2019 | 09/2023 |
-Caleb James Warren is an independent licensed insurance agent. INVESTMENT RELATED: NO ADDRESS: 1147 Hammond St Ste 3, Bangor ME 04401 NATURE OF BUSINESS: Life, Disability, & LTC insurance TITLE: INSURANCE AGENT START DATE: 11/23/2023 APPROX # OF HOURS/MONTH: 3 # OF HOURS DURING TRADING HOURS: 3 DESCRIPTION OF DUTIES: Provide insurance to clients if needed. Including contracting, locating, and price assessment. Caleb James Warren is the Finance Committee Chair at Heart of United Way. INVESTMENT RELATED: NO ADDRESS: 700 Mt Hope Ave Suite 101 Bangor ME 04401 START DATE: 2026-03-19 APPROX # OF HOURS/MONTH: 4 # OF HOURS DURING TRADING HOURS: 2 WEBSITE ADDRESS: https://homeunitedway.org/
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-06 |
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