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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
TX RA APPROVED_RES 2021-10-26
NJ RA APPROVED 2009-03-11
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2009-03-11

Branch Locations

328 Newman Springs Road Suite 380, Red Bank, NJ 07701-5687 • United States

Middletown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Schrewsbury NJ 03/2009 Present
City National Bank Schrewsbury NJ 11/2022 Present
  • 03/2009 → Present
    Rbc Capital Markets Corporation
    Schrewsbury, NJ
  • 11/2022 → Present
    City National Bank
    Schrewsbury, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-07-25
S63 Uniform Securities Agent State Law Examination 1988-01-06
  • S65 Uniform Investment Adviser Law Examination
    2000-07-25
  • S63 Uniform Securities Agent State Law Examination
    1988-01-06

View on SEC IAPD

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