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Tammy Jo Cipollone

Morgan Stanley

Fort Lauderdale, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
FL RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • FL RA
    APPROVED
    Since 2009-06-01

Branch Locations

350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Ft. Lauderdale FL 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Ft. Lauderdale, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Ft. Lauderdale, FL
  • 1991-01-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    Ft. Lauderdale, FL
    Ft.LAuderdal, FL
Other Businesses

1. Rental Property; Investment related Yes; Plantation, FL; Rental; Owner (proprietor, partner, officer, director, employee, trustee, agent); Jun 2015; During business hours: 0.5; After business hours: 0.5; Landlord.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-24
S63 Uniform Securities Agent State Law Examination 1988-04-20
  • S65 Uniform Investment Adviser Law Examination
    1995-02-24
  • S63 Uniform Securities Agent State Law Examination
    1988-04-20
Other Names
  • Tammy Jo Fezza

View on SEC IAPD

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