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Current Employers
Callahan & Callahan Asset Management, Inc.

21550 Oxnard St. Suite 300, Woodland Hills, CA 91367 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-02-17
  • CA RA
    APPROVED
    Since 2015-02-17

Branch Locations

21550 Oxnard St. Suite 300, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Discount Brokerage, Inc Columbus OH 10/2002 Present
Callahan & Callahan Asset Management, Inc. Woodland Hills CA 10/2002 Present
Previous Registrations
Other Businesses

CALLAHAN & CALLAHAN ASSET MANAGEMENT, INC. 21550 Oxnard Street, Suite 300 (3rd Floor) Woodland Hills, CA 91367 INVESTMENT ADVISORY ASSET MANAGEMENT Vice President CA Insurance License

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-18
S63 Uniform Securities Agent State Law Examination 1986-01-10
  • S65 Uniform Investment Adviser Law Examination
    2002-05-18
  • S63 Uniform Securities Agent State Law Examination
    1986-01-10
Other Names
  • Millicent Gurilda Fisher

View on SEC IAPD

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