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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-16
IL RA APPROVED 2020-01-10
  • TX RA
    APPROVED
    Since 2021-02-16
  • IL RA
    APPROVED
    Since 2020-01-10

Branch Locations

355 W Dundee Rd Ste 202, Buffalo Grove, IL 60089 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc. St. Paul MN 11/1991 11/2017
Minnesota Life Insurance Company St. Paul MN 11/1991 11/2017
Gcg Financial Inc. Deerfield IL 01/2015 12/2019
Triad Advisors, Inc. Norcross GA 11/2017 12/2019
Alera Investment Advisors, Llc Deerfield IL 11/2017 12/2019
Arnold J Bender Cpa Buffali Grove IL 07/1987 Present
Cetera Financial Specialists Llc Schaumburg IL 01/2020 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2020 Present
Bender Financial Services, Llc, Dba Bender Financial Solutions Buffalo Grove IL 11/2005 Present
  • 11/1991 → 11/2017
    Securian Financial Services, Inc.
    St. Paul, MN
  • 11/1991 → 11/2017
    Minnesota Life Insurance Company
    St. Paul, MN
  • 01/2015 → 12/2019
    Gcg Financial Inc.
    Deerfield, IL
  • 11/2017 → 12/2019
    Triad Advisors, Inc.
    Norcross, GA
  • 11/2017 → 12/2019
    Deerfield, IL
  • 07/1987 → Present
    Arnold J Bender Cpa
    Buffali Grove, IL
  • 01/2020 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2020 → Present
    Schaumburg, IL
  • 11/2005 → Present
    Bender Financial Services, Llc, Dba Bender Financial Solutions
    Buffalo Grove, IL
Previous Registrations
  • 2017-12-04 → 2019-12-04
    Deerfield, IL
  • 2001-05-11 → 2017-11-02
    Securian Financial Services, Inc.
    Bannockburn, IL
    Deerfield, IL
Other Businesses

1) ARNOLD J BENDER CPA; BUFFALO GROVE, IL; NON-INVESTMENT RELATED; ACCOUNTING/TAX PREP AND BOOKEEPING SERVICES; OWNER; SINCE 07/1987; 40 HRS/MO 2) VANBRIDGE; OAK BROOK, IL; NON-INVESTMENT RELATED; FIXED INSURANCE SALES/AGENT; SINCE 01/2024, 5 HOURS PER WEEK, NOT DURING TRADING HOURS 3) NAME OF OTHER BUSINESS: BENDER FINANCIAL SERVICES LLC DBA BENDER FINANCIAL SOLUTIONS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2005, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 20, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES, TAX PREPERARTION, & EMPLOYEE BENEFITS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-10
S63 Uniform Securities Agent State Law Examination 1990-12-06
  • S65 Uniform Investment Adviser Law Examination
    1998-02-10
  • S63 Uniform Securities Agent State Law Examination
    1990-12-06
Designations
Other Names
  • Arnie Bender

View on SEC IAPD

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