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Dylan Jacob Cowen

Sgl Financial, LLC

Buffalo Grove, IL

West Hartford, CT

CRD 5782371

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Employer firm

Sgl Financial, LLC CRD 158023

$416M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Sgl Financial, Llc

1130 W Lake Cook Road Suite 150, Buffalo Grove, IL 60089 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2013-06-12
  • CT RA
    APPROVED
    Since 2013-06-12

Branch Locations

1130 W Lake Cook Road Suite 150, Buffalo Grove, IL 60089 • United States

433 S. Main Street Suite 310, West Hartford, CT 06110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cowen Tax Advisory Group Farmington CT 03/2011 Present
Wealth Financial Advisory Services, Llc Farmington CT 06/2013 Present
  • 03/2011 → Present
    Cowen Tax Advisory Group
    Farmington, CT
  • 06/2013 → Present
    Wealth Financial Advisory Services, Llc
    Farmington, CT
Other Businesses

DYLAN J. COWEN IS CURRENTLY AFFILIATED WITH AN ACCOUNTING FIRM.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-12
S63 Uniform Securities Agent State Law Examination 2010-05-18
  • S65 Uniform Investment Adviser Law Examination
    2011-05-12
  • S63 Uniform Securities Agent State Law Examination
    2010-05-18
Other Names
  • Daniel Jacob Cowen

View on SEC IAPD

Nearby Firms

HIGHTOWER ADVISORS, LLC
BROOKSTONE CAPITAL MANAGEMENT LLC
JOURNEY FINANCIAL GROUP, INC.

Nearby Investors

STEVEN RICHARD LEWIT
Kaleb Gandy
MELVIN LUBELSKI

Nearby Offices

SGL FINANCIAL, LLC · Buffalo Grove, IL
HIGHTOWER ADVISORS, LLC · BUFFALO GROVE, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Buffalo Grove, IL

More in Buffalo Grove, IL

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