Best Investors Account Sign in
Inactive

Kaleb Gandy

Sgl Financial, LLC

Buffalo Grove, IL

Claim This Profile
Current Employers
Sgl Financial, Llc

1130 W Lake Cook Road Suite 150, Buffalo Grove, IL 60089 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-05
  • IL RA
    APPROVED
    Since 2026-06-05

Branch Locations

1130 W Lake Cook Road Suite 150, Buffalo Grove, IL 60089 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sgl Financial, Llc Buffalo Grove IL 06/2026 Present
Northwestern Mutual Mt.PLeasant MI 09/2017 06/2018
Genji Japanese Steakhouse Midland MI 12/2015 03/2017
Northwood University Midland MI 08/2014 05/2018
Midland Brewing Company Midland MI 06/2018 12/2019
Hantz Financial Services Southfield MI 08/2019 03/2026
  • 06/2026 → Present
    Sgl Financial, Llc
    Buffalo Grove, IL
  • 09/2017 → 06/2018
    Northwestern Mutual
    Mt.PLeasant, MI
  • 12/2015 → 03/2017
    Genji Japanese Steakhouse
    Midland, MI
  • 08/2014 → 05/2018
    Northwood University
    Midland, MI
  • 06/2018 → 12/2019
    Midland Brewing Company
    Midland, MI
  • 08/2019 → 03/2026
    Hantz Financial Services
    Southfield, MI
Previous Registrations
Other Businesses

Insurance Licensed Life and Health

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-06
  • S66 Uniform Combined State Law Examination
    2019-06-06

View on SEC IAPD

Other Firms

HIGHTOWER ADVISORS, LLC
BROOKSTONE CAPITAL MANAGEMENT LLC
JOURNEY FINANCIAL GROUP, INC.
PHASE III ADVISORY SERVICES, LTD
PNC WEALTH MANAGEMENT LLC
EDWARD JONES
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

STEVEN RICHARD LEWIT
DYLAN JACOB COWEN
MELVIN LUBELSKI
GABRIEL DAVID LEWIT
ROGER JAY COWEN
STEVEN JAMES THOMAS
Robert Joel Eisenberg
ANDRES GOMEZ TERRONEZ

Other Offices

SGL FINANCIAL, LLC · Buffalo Grove, IL
HIGHTOWER ADVISORS, LLC · BUFFALO GROVE, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Buffalo Grove, IL
JOURNEY FINANCIAL GROUP, INC. · BUFFALO GROVE, IL
PHASE III ADVISORY SERVICES, LTD · BUFFALO GROVE, IL
JOURNEY FINANCIAL GROUP, INC. · BUFFALO GROVE, IL
JOURNEY FINANCIAL GROUP, INC. · BUFFALO GROVE, IL
PNC WEALTH MANAGEMENT LLC · BUFFALO GROVE, IL

More in Buffalo Grove, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor