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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-08-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Finanical Llc | Boca Raton | FL | 08/2016 | Present |
1)8/22/16- RW Heagen & Associates Inc.- Tax entity- NON-Inv. Related- start date 10/1/1998 - 1% 2)8/22/16/- Property and Casualty- Insurance- Inv. Related- start date 1/30/15- 1%. 3) 6/20/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/01/1992 - 2 Hours Per Month/0 Hours During Securities Trading - Fixed insurance. 4) 4/5/2019 - Annuity Experts - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2019 - 1 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-05-16 |
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