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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2015-07-30
  • MI RA
    APPROVED
    Since 2015-07-30

Branch Locations

27735 Jefferson Ave, Saint Clair Shores, MI 48081 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James Financial Advisor Saint Clair Shores MI 07/2015 Present
Raymond James Financial Services Advisors Inc. Saint Clair Shores MI 07/2015 Present
Previous Registrations
Other Businesses

- BRAYTON ASSET MANAGEMENT; St.Clair Shores, MI; 07/2015 to Present; Wealth Management ; Financial Advisor; 160 hours per month/ 130 during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-11
S63 Uniform Securities Agent State Law Examination 1986-01-20
  • S65 Uniform Investment Adviser Law Examination
    2007-09-11
  • S63 Uniform Securities Agent State Law Examination
    1986-01-20

View on SEC IAPD

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