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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-20
MI RA APPROVED 2010-09-21
  • TX RA
    APPROVED_RES
    Since 2021-10-20
  • MI RA
    APPROVED
    Since 2010-09-21

Branch Locations

27735 Jefferson Avenue, Saint Clair Shores, MI 48081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services St Clair Shores MI 03/2007 Present
Raymond James Financial Services Advisors, Inc St. Clair Shores MI 08/2010 Present
Previous Registrations
Other Businesses

(1)Name of Business: Joseph N. Trocchio & Co Address: 27735 Jefferson Ave, Saint Clair Shores, MI, 48081, United States Activity Type: Support Company - Owner Position/Title: Other, Independent Contractor, Officer - President Investment Related: No Start Date: 03/09/2007 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: FA with RJFS/100% owner of entity

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-08
S63 Uniform Securities Agent State Law Examination 1981-04-23
  • S66 Uniform Combined State Law Examination
    2010-08-08
  • S63 Uniform Securities Agent State Law Examination
    1981-04-23
Other Names
  • Joe Nicholas Trocchio
  • Rocky Nicholas Trocchio

View on SEC IAPD

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