Mark Edward Thompson

Current Employers

Employment History

• 12/2009 → Present
  Lpl Financial, Llc
  Saint Clair Shores, MI
• 09/2014 → 12/2016
  Independent Financial Partners
  Grosse Pointe Woods, MI
• 01/2017 → 03/2019
  Independent Financial Partners
  St. Clair Shores, MI
• 04/2019 → Present
  Private Advisor Group, Llc
  St. Clair Shores, MI

Previous Registrations

• 2014-11-05 → 2019-03-29
  Independent Financial Partners
  Grosse Point Woods, MI
  St. Clair Shores, MI
• 2004-12-16 → 2007-05-25
  Ubs Financial Services Inc.
  Grosse Pointe Farms, MI

Other Businesses

1. 11/23/2010: TRUE NORTH FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 5/13/2019 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 03/29/2019 - 30 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 5/13/2019. I expect to spend approximately 30 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 12/19/2019 - Private Advisor Group - DBA: (Hybrid) True North Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 02/01/2019 - 160 Hours Per Month/145 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2010-10-04
• S63 Uniform Securities Agent State Law Examination
  1987-11-13