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James C Zann

Cetera Investment Advisers LLC

St. Clair Shores, MI

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-09-05
  • MI RA
    APPROVED
    Since 2025-09-05

Branch Locations

27365 Harper Ave, St. Clair Shores, MI 48081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Polk And Associates Plc Bingham Farms MI 11/2012 Present
Avantax Advisory Services Bingham Farms MI 12/2020 09/2025
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 11/2012 → Present
    Polk And Associates Plc
    Bingham Farms, MI
  • 12/2020 → 09/2025
    Avantax Advisory Services
    Bingham Farms, MI
  • 09/2025 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2021-02-08 → 2025-09-05
    Avantax Advisory Services
    Dallas, TX
    St. Clair Shores, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-08
  • S65 Uniform Investment Adviser Law Examination
    2021-02-08
Other Names
  • James Christian Zann
  • Zann C James
  • James C Vann

View on SEC IAPD

Other Firms

SPECTRUM FINANCIAL RESOURCES
THOMAS JONES FINANCIAL LLC
SEQUOIA FINANCIAL GROUP, L.L.C.
LPL FINANCIAL LLC
EDWARD JONES
INVESTORS MANAGEMENT SERVICES INC
AMERIPRISE FINANCIAL SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

JAMES DANIEL WILLIAMS
LUCIAN CHRISTOPHER HARBAR
THOMAS CHARLES JONES
DAVID BERRY
PAUL MICHAEL BUKTA
Jacob John Ritchie
STEPHEN THOMAS NEIRINCK
PATRICK FRANCIS LAPENSEE

Other Offices

SPECTRUM FINANCIAL RESOURCES · St. Clair Shores, MI
THOMAS JONES FINANCIAL LLC · ST. CLAIR SHORES, MI
SEQUOIA FINANCIAL GROUP, L.L.C. · St. Clair Shores, MI
LPL FINANCIAL LLC · ST. CLAIR SHORES, MI
EDWARD JONES · Grosse Pointe Woods, MI
INVESTORS MANAGEMENT SERVICES INC · Grosse Pointe Woods, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Grosse Pointe Woods, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Grosse Pointe Woods, MI

More in St. Clair Shores, MI

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