James C Zann

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → Present
  Polk And Associates Plc
  Bingham Farms, MI
• 12/2020 → 09/2025
  Avantax Advisory Services
  Bingham Farms, MI
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-02-08 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  St. Clair Shores, MI

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-02-08

Other Names

• James Christian Zann
• Zann C James
• James C Vann