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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-04-03 |
| HI | RA | APPROVED | 1987-04-20 |
Branch Locations
1585 Kapiolani Blvd Ste 1235, Honolulu, HI 96814 • United States
Honolulu, HI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Honolulu | HI | 11/1985 | 03/2020 |
| Ameriprise Financial Services, Llc | Honolulu | HI | 03/2020 | Present |
Real Estate Ownership; Single Family; 1431 HakuSt, , Honolulu, HI, 96819; Investment-Related; 02/24/2018. Other Business Activities; Foundation for Financial Planning; Provide Pro Bono work; 1585 Kapiolani Blvd., Suite 1235, , Honolulu, HI, 96814; Not Investment-Related; 06/20/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-12-07 |
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