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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-15
TX RA APPROVED_RES 2022-10-10
NY RA APPROVED 2021-10-26
  • NJ RA
    APPROVED
    Since 2023-08-15
  • TX RA
    APPROVED_RES
    Since 2022-10-10
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 07/2012 Present
Other Businesses

Queen City Sports Training LLC / United States / 71 Ellenton Ave / New Rochelle / New York / United States / 10804 / / No / Other / LLC / Sport & Leisure Facilities / / Sports Training / Active / Proprietor / owner / / I will be working on the formation of the company and helping to organize. My friend will be the sports trainer along with my brother / 1 / No / No / No / No / Start Date 04/23/2018 / / No / / Yes / 10000 / Yes / Yes / 100 / / Yes / New Rochelle, NY / No / / Yes / / I am interested in sports and the opportunity to help my brother and friend grow the business. / No /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-31
  • S66 Uniform Combined State Law Examination
    2001-01-31

View on SEC IAPD

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