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Robert Kenneth Oneal

Wellington Shields & Co., LLC

Thomasville, GA

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Current Employers
Wellington Shields & Co., Llc

60 Broad St. 39Th Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-12-19
GA RA APPROVED 2017-12-19
  • FL RA
    APPROVED
    Since 2017-12-19
  • GA RA
    APPROVED
    Since 2017-12-19

Branch Locations

140 North Broad Street, Thomasville, GA 31792 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Thomasville GA 08/2014 10/2017
Wellington Shields Thomasville GA 10/2017 Present
  • 08/2014 → 10/2017
    Unemployed
    Thomasville, GA
  • 10/2017 → Present
    Wellington Shields
    Thomasville, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-13
S63 Uniform Securities Agent State Law Examination 1985-10-30
  • S66 Uniform Combined State Law Examination
    2017-12-13
  • S63 Uniform Securities Agent State Law Examination
    1985-10-30
Other Names
  • Robert Kenneth Jr Oneal
  • Robert Kenneth Oneal
  • Robert Kenneth Oneal

View on SEC IAPD

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GORDON DANIEL MACQUIRTER
MATTHEW JUSTIN ROACH

Other Offices

AMB WEALTH, LLC · THOMASVILLE, GA
VALIC FINANCIAL ADVISORS, INC. · THOMASVILLE, GA
OSAIC WEALTH, INC. · Thomasville, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Thomasville, GA
LPL FINANCIAL LLC · THOMASVILLE, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Thomasville, GA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Thomasville, GA
PARK AVENUE SECURITIES LLC · THOMASVILLE, GA

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