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Cerity Partners LLC CRD 151559
$162B regulatory AUM 53 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
99 Park Avenue 16Th Floor, New York, NY 10016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-07-01 |
| CT | RA | APPROVED | 2020-12-01 |
Branch Locations
99 Park Avenue 16Th Floor, New York, NY 10016 • United States
99 Park Avenue 16Th Floor, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Algonquin Advisors Llc | Greenwich | CT | 05/2010 | 12/2020 |
| Cerity Partners Llc | New York | NY | 12/2020 | Present |
Vice Chair and Member of Finance Committee - The Guilford Foundation, non-compensated board member local charity, not investment related, Guilford, CT, date: 08-2019 to present, < 3 hours per week. Member Cohen & Steers Advisory Board - New York City, non-compensated board member, investment related 2021-present, < 1 hour per quarter. Member of the Board of Trustees for the William and Mary Business School Foundation and Vice Chair of the Investment Committee, non-compensated board member, 1 hour/month AMMOF GP LLC; INVESTMENT RELATED; New York, NY; Managing member or authorized principal of the General Partner for five unaffiliated and unregistered Funds: Global Equity Access Fund, L.P., Algonquin Special Opportunities Fund I, L.P., Algonquin Middle Market Opportunities Fund, L.P., AMMOF Ltd. and AMMOF AIV, L.P (the "Funds"). John receives no compensation for his role as managing member and may have a carried interest in some of the Funds; Also the Managing Member of AMMOF GP LLC and Algonquin Advisors LLC, general partners of the aforementioned funds; 1 hour/month during securities trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-30 |
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