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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-01-05 |
| TN | RA | APPROVED | 2009-12-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Memphis | TN | 12/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Memphis | TN | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, MEMPHIS, TN, 50% OWNER, START: 8/1993, 1 HOUR PER MONTH/0 DURING TRADING. BAYOU METO FARMS LLC; INVESTMENT RELATED; MEMPHIS, TN; HUNTING & RECREATIONAL PROPERTY; MEMBER OF THE LLC; START DATE 10/2000; 4 HRS PER MONTH NONE DURING TRADING HOURS.; TRUSTEE FOR BROTHER-IN-LAW, INV RELATED, MEMPHIS, TN, START: 2/29/1994, 0 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-11-26 |
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