Holly Smith

Current Employers

Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-08-03
DE	RA	APPROVED	2008-11-13

AZ RA
APPROVED

Since 2026-08-03
DE RA
APPROVED

Since 2008-11-13

Branch Locations

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Sahuarita, AZ • United States

Milford, DE • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Capitol Securities Management, Inc	Mclean	VA	08/2008	Present

08/2008 → Present

Capitol Securities Management, Inc

Mclean, VA

Previous Registrations

2001-01-01 → 2008-12-31

Federal Street Financial Services

Milford, DE
2004-10-05 → 2007-04-27

The Concord Equity Group, Llc

Milton, DE

Iselin, NJ

Milford, DE
2003-08-01 → 2004-06-25

Walnut Street Securities, Inc.

St. Louis, MO
1999-04-22 → 2003-08-01

Nathan & Lewis Securities, Inc.

Milton, DE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-11-29
S63	Uniform Securities Agent State Law Examination	1985-11-19

S65 Uniform Investment Adviser Law Examination

1994-11-29
S63 Uniform Securities Agent State Law Examination

1985-11-19

View on SEC IAPD

Current Employers

Capitol Securities Management, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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