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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-11 |
| CO | RA | APPROVED | 2023-09-01 |
Branch Locations
193 S 27Th Avenue Ste. 300, Brighton, CO 80601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial ,Inc | Phoenix | AZ | 01/2009 | Present |
| Osaic Wealth, Inc. | Brighton | CO | 09/2023 | Present |
1) INSURANCE;GARY DISSETTE;NO; 193 S 27TH AVE STE 300 BRIGHTON CO 80601; STATUTORY AGENT; SOLE PROPRIETORSHIP; 2003;1;0; ONCE OR TWICE A YEAR I WILL DO A TERM LIFE POLICY OR A FIXED ANNUITY. 2) MUTUAL ASSET CORPORATION POSITION: INSURANCE AGENT NATURE: I PROCESS SOME TERM LIFE INSURANCE CONTRACTS THROUGH MUTUAL ASSET CORPORATION, WHICH IS ALSO THE ENTITY THROUGH WHICH WE RUN PAYROLL AND BENEFITS. INVESTMENT RELATED: YES NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2010 ADDRESS: 193 S. 27TH AVE STE 300, BRIGHTON CO 80601 DESCRIPTION: IF A CLIENT DESIRES TERM LIFE INSURANCE TO COVER AN UNPLANNED OUTCOME, WE OBTAIN TERM LIFE INSURANCE QUOTES FROM MULTIPLE COMPANIES AND PRESENT THEM TO THE CLIENTAS AN OPTION FOR THEIR OVERALL FINANCIAL PLAN. 3) OREGON CALIFORNIA TRAILS ASSOCIATION (OCTA) POSITION: Investment Advisory Committee Member NATURE: OCTA is a non-profit organization which was created to protect and preservethe Oregon Trail and California Trail through educational events and proactive lobying of various government entities for funding, recognitionand protections. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/10/2016 ADDRESS: 524 S Osage St, PO Box 1019, Independance MO 64051 DESCRIPTION: I would be one of six members on the Investment AdvisoryCommittee which oversees the investment activities of anindependant outside money management firm to which the organizations funds have been entrusted. We repoort investment performance to the OCTA's boardof directors and make investment change recomendations to the board of directors as to how the funds should be managed by the third party money manager. 4) GARY DISSETTE POSITION: Life Insurance Agent NATURE: Sole Proprrietorship. I participate in the occasional sale of life insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2008 ADDRESS: 193 S 27th Ave Ste 300, BRIGHTON CO 80601, United States DESCRIPTION: I will occasionally write a term life insurance policy for a client. 5) MUTUAL ASSET CORPORATION POSITION: Owner NATURE: S Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/19/2023 ADDRESS: 193 S 27th Ave Ste 300, Brighton CO 80601, United States DESCRIPTION: Disclosing DBA for securities business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-08 |
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